Compliance Monitoring - Client Asset (CASS)

This job has now expired please search on the home page to find live IT Jobs.

Compliance Monitoring (CASS)- Client Asset- London

Compliance Specialist required with Client Asset Rules (CASS) knowledge for one of the leading Global Asset Managers based in London to come on board and assist them with a Compliance Monitoring Program.

This will initially be a 7 Month Contract. The role is offering up to £700pd for the right candidate and you will be based in Canary Wharf, London.

Key Responsibility

* Executing Compliance Monitoring Program

* Develop Monitoring Plans

* Understand Risks and identify Mitigation controls

* Regulatory requirements

To be considered for this role you must have the following:

ESSENTIAL EXPERIENCE

* An Experienced Compliance Manager

* Monitoring/ Audit Background

* Strong Analytical skills

* Compliance Background

* CASS Rules- Client Asset

* SEC/ FiNRA regulations

* Good understanding of European regulations

* Regulatory Requirements

* Excellent communication and reporting skills

* Strong Stakeholder Management Skills

* Ideally will have Asset Management Background

MUST HAVE

* Monitoring/ Audit Background

* Client Asset (CASS)

* Compliance Specialist

Rates £700pd Location- London

This Compliance Specialist role is urgent and my client will be reviewing CV's this week to begin the interviewing process soon. If you fit the criteria above and would like to know more information please email me a copy of your updated CV, and I will be in contact to discuss the role further.