Compliance Manager

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A leading global insurance professional services firm are looking to hire a Compliance Assurance Manager to join their UK Risk & Compliance/Compliance Assurance team where you will be primarily responsible for delivering the ongoing compliance monitoring programme.

Role Responsibility

As a Compliance Assurance Manager some of your key responsibilities will involve:

* To undertake regular Compliance Assurance reviews across Aon UK entities.

* Where appropriate, to undertake desk based review activity.

* Ensure that there is conformance with the compliance assurance toolkit and assist in its development

* Complete all aspects of compliance assurance review activity, to include, for example:

* Pre-review planning and business notification

* Collation and analysis of business MI and selection of samples

* Appropriate feedback to business on conclusion of fieldwork

* Completion of reports

* Tracking of actions with appropriate escalation, including the reporting of breaches.

* Assist with the compilation of the Compliance Assurance plan

* Raise awareness and provide support and guidance to staff within Aon on relevant compliance requirements and standards.

* Undertake additional project work and targeted reviews as directed by the Compliance Assurance Director / Senior Compliance Assurance Managers.

* Operate in accordance with company and departmental procedures and standards.

* Through research of rules and supporting literature, maintain own knowledge of Aon's regulatory and business standards.

* Actively contribute to the achievement of team and departmental goals/objectives.

* Escalate issues as necessary to the Compliance Assurance Director.

* Responsible for working in accordance with the Aon UK Limited Risk Management Framework, and compliance with the Aon UK Limited policies, including participation in the management of risks (including completion of mandatory training) that may adversely affect the business, interests or reputation of any Group Company.

As a Compliance Assurance Manager your skills and qualifications will ideally include:

* Compliance experience within a FCA regulated environment.

* Detailed knowledge of financial services industry, regulation, operating processes and technology.

* Ability to analyse FCA rules, guidance and principles and access their application in the business.

* Excellent oral/ written communication and planning.

* At least five years' experience in a compliance management or audit role.

* Knowledge of regulatory issues facing Aon and the Life, Pensions, Health & Benefits and Investments Industry.

* Dynamic and proactive bringing energy and enthusiasm to compliance subjects.

* Being able to work on own initiative as well as part of a team.

* Confidence and credibility to face off to the organisation's senior management and directors

* Strong Microsoft Office skills, particularly Excel.

Whilst it is great if you are coming from a financial services/insurance background, it is non-essential and applications are welcomed from people outside of finance.

This is a fantastic opportunity to join one of the UK's leading insurance organisations at a time where they are experiencing fantastic success and growth. Headquartered in London, my client are a leading global professional services firm providing a broad range of risk, retirement and health solutions. Our 50,000 colleagues in 120 countries empower results for clients by using proprietary data and analytics to deliver insights that reduce volatility and improve performance.

If you are interested and would like to learn more about this opportunity, please apply with your up to date CV to receive a full job specification or call 0207 469 5041 for a confidential chat.

Sthree UK is acting as an Employment Agency in relation to this vacancy.